August 2009PDF Message from the Firm Audit Cap as a Dispute Resolution Technique Disclosures Required in DOL Settlement The §6707A Penalty Nightmare: Is Relief on the Horizon? Self Correction After Audit March 2008PDF Message from the Firm Miscommunication Happens! Correcting it Through EPCRS A Plan Correction Journey IRS 412(i) Audit Initiative: Are All the Plans Bad? November 2007PDF Message from the Firm Can The Plan Pay This Expense? Audit CAP - Some Nasty Surprises! Failing to Adhere to Enrollment Form Designations - How Should This be Fixed? IRS Provides New Guidance on How to Correct 401(k) Plan Defects May 2007PDF Message from the Firm The Keys to Crafting a Successful VCP Application to Support Correction Through Reformation I’ve Improperly Excluded Employees from Designated Roth Contributions - What Do I Do Now? Minimum Required Distribution Failures: Is there any way to get relief from the potentially severe excise tax? January 2006PDF Message from the Firm The DOL Expands Voluntary Compliance Program ... or Not? Correcting PTs During a DOL Investigation Can Be Costly May 2005PDF Message from the Firm Prohibited Transactions: It's All In How You Look At It If You Think Correction Under EPCRS Is Routine, Think Again IRS to Step Up Its Enforcement Program and Crack Down on Unethical Practices New IRS Examination Procedures Impact Ability to Use SCP DOL Fines Employer $75,000 For Late 5500s July 2004PDF Message from the Firm Fixing GUST Non-Amenders Under VCP Will the DOL Use the 2002 Form 5500 as an Audit Target? (Part II) IRS Audit Activity October 2003PDF Message from the Firm Resolving Competing Correction Principles under EPCRS Will the DOL Use the 2002 Form 5500 as an Audit Trigger January 2003PDF Message from the Firm Knowing the Rules and How to Use Them Creative Correction for Tax-Sheltered Annuity Failures to a newsletter