January 2010 PDF Message from the Firm Investments for Cash Balance Plans Required Disclosures in Service Agreements Investment Policy Statements: Errors & Omissions Adviser Do’s and Don’ts Outsourcing Investment Advice as a Way to Mitigate Fiduciary Risk Academic Studies on Participant Behavior What Are Advisers Asking Us to Do? PLANSPONSOR’s 15 Legends of the Retirement Industry Expansion of Definition of Fiduciary Investment Advice 401(k) Plans and Lifetime Income Checklist for Successful Plans Target Date Funds and Fiduciary Status October 2009 PDF Message from the Firm Benchmarking as a Part of a Prudent Process Fiduciary Advice: New Perspectives Investment Manager Reporting 12b-1 Fees DOL Sues Advisers for Participation in Improper Transactions Discussion of CIFs Target Date Hearings Asset Allocation Models as QDIAs Academic Studies on Participant Behavior Target Date Misunderstanding Participant Advice, Agreements and Other Issues PLANSPONSOR’s 15 Legends of the Retirement Industry May 2008 PDF Message from the Firm The Impact of 408(b)(2) on Advisers Advisor Do’s and Don’ts The Implication of the 408(b)(2) Proposed Regulation—Disclosing Fiduciary Status What about LaRue? QDIA Notices—Who’s Responsible? Real World Issues for Advisers, 408(b)(2), Agreements and Fiduciary Status December 2007 PDF Message from the Firm ERISA Spending Accounts An Interesting Question: Investment Managers and IRAs Advisor Do’s and Don’ts New Disclosures of Adviser Compensation Required on Form 5500 Postscript: New Proposed Service Provider Regulations What to Do With Prior Default Contributions? The New QDIA Regulations: More than Meets the Eye Academic Studies On Participant Behavior Are Stable Value Investments “Stable Value” Under the QDIA Regulation? DOL Advisory Opinion 2005-23A: A Trap for Advisers Up-Selling To Plan Participants September 2007 PDF Message from the Firm Uncovering Fee Disclosure GAO Investigation of Fiduciary Practices Improving Participation Testimony Before DOL Advisory Council The Duty to Remove Investments Adviser Do's and Don'ts February 2007 PDF Message from the Firm Fees and Compensation of Advisers and Providers Investment Advice: Understanding the Rules 401(k) Fees: The Next Big Thing The Duty to Know July 2006 PDF Message from the Firm Safe Investments: Part 1 Advisor Do’s and Don’ts Excessive Commissions Disclosure of Fees Safe Investments: Part 2 to a newsletter